Skip to main content
archive
Search Submit Donate Log in
Press Enter to search · Advanced search

Computer Science > Information Retrieval

arXiv:2609.06968 (cs)
[Submitted on 7 Sep 2026]

Title:Tracing Query Expansion Effects through Sparse Autoencoder Features

Authors:Fangan Dong, Weiran Shi, Zhiwei Xu, Xuri Ge, Ben He, Xin Xin, Zhumin Chen, Ying Zhou
View a PDF of the paper titled Tracing Query Expansion Effects through Sparse Autoencoder Features, by Fangan Dong and 7 other authors
View PDF HTML (experimental)
Abstract:Query expansion (QE) is a critical technique in information retrieval that enriches underspecified queries with additional textual context. However, its effect is often unreliable in modern dense retrieval, especially for strong off-the-shelf retrievers without retraining. Existing studies mainly examine expansion quality, semantic drift, or retrieval outcomes, but rarely explain how QE changes dense retrievers internally. In this work, we trace QE effects through sparse autoencoder (SAE) features. Using paired original and expanded queries, we decompose layer-wise retriever representations into sparse latent activations, identify QE-related latents from expansion-induced activation shifts, and interpret them with natural-language descriptions and retrieval cases. Our analysis shows that effective QE induces layer-concentrated changes in sparse latents aligned with retrieval intent and entity attributes, rather than only perturbing final query embeddings. SAE-based activation steering further validates these latents improve retrieval more consistently than random interventions or vanilla QE across four benchmarks, suggesting that SAEs can explain QE effects and offer a lightweight option for precise retrieval behavior modulation without query rewriting or retriever fine-tuning.
Comments: Accepted to Findings of EMNLP 2026
Subjects: Information Retrieval (cs.IR)
Cite as: arXiv:2609.06968 [cs.IR]
  (or arXiv:2609.06968v1 [cs.IR] for this version)
  https://doi.org/10.48550/arXiv.2609.06968
arXiv-issued DOI via DataCite (pending registration)

Submission history

From: Fangan Dong [view email]
[v1] Mon, 7 Sep 2026 03:07:22 UTC (421 KB)
Full-text links:

Access Paper:

    View a PDF of the paper titled Tracing Query Expansion Effects through Sparse Autoencoder Features, by Fangan Dong and 7 other authors
  • View PDF
  • HTML (experimental)
  • TeX Source
view license

Additional Features

  • Audio Summary

Current browse context:

cs.IR
< prev   |   next >
new | recent | 2026-09
Change to browse by:
cs

References & Citations

  • NASA ADS
  • Google Scholar
  • Semantic Scholar
Loading...

BibTeX formatted citation

Data provided by:

Bookmark

BibSonomy Reddit

Bibliographic and Citation Tools

Bibliographic Explorer (What is the Explorer?)
Connected Papers (What is Connected Papers?)
Litmaps (What is Litmaps?)
scite Smart Citations (What are Smart Citations?)

Code, Data and Media Associated with this Article

alphaXiv (What is alphaXiv?)
CatalyzeX Code Finder for Papers (What is CatalyzeX?)
DagsHub (What is DagsHub?)
Gotit.pub (What is GotitPub?)
Hugging Face (What is Huggingface?)
ScienceCast (What is ScienceCast?)

Demos

Replicate (What is Replicate?)
Hugging Face Spaces (What is Spaces?)
TXYZ.AI (What is TXYZ.AI?)

Recommenders and Search Tools

Influence Flower (What are Influence Flowers?)
CORE Recommender (What is CORE?)
  • Author
  • Venue
  • Institution
  • Topic

arXivLabs: experimental projects with community collaborators

arXivLabs is a framework that allows collaborators to develop and share new arXiv features directly on our website.

Both individuals and organizations that work with arXivLabs have embraced and accepted our values of openness, community, excellence, and user data privacy. arXiv is committed to these values and only works with partners that adhere to them.

Have an idea for a project that will add value for arXiv's community? Learn more about arXivLabs.

Which authors of this paper are endorsers? | Disable MathJax (What is MathJax?)
We gratefully acknowledge support from our major funders, member institutions, , and all contributors.
About · Help · Contact · Subscribe · Copyright · Privacy · Accessibility · Operational Status (opens in new tab)
Major funding support from
Simons Foundation Simons Foundation International Schmidt Sciences